Quality Advice Assurance

Job Title: Quality Advice Assurance
Contract Type: Contract
Location: Sydney
Reference: MC1026675
Job Published: September 28, 2020 13:34

Job Description

Join a 'Big 4' Audit Firm to deliver a project of work for a Financial Services Licensee. This is a unique opportunity to utilise your previous experience conducting quality of advice assessments on Best Interest Duty.
This project is to work on advice given in the past 12 months and pre-vet future advice, it is not a remediation project.

What's in it for you?
  • Competitive daily rates $$$
  • Work remotely anywhere in Australia
  • Standard working hours with possible overtime available
  • Initial 3 month contract with the likelihood of extension
  • Global brand that will stand out on your CV
  • Immediate Start
  • Join a collaborative and supportive team
What does the day to day look like?
  • Review case files and conduct assessments on advice given within the past 12 months
  • Asses the quality of financial advice given
  • Determine if the advice is in line with the Best Interests Duty
  • Collate data and report on your findings
  • Give recommendations to internal stakeholders
What are the key skills and attributes to help you succeed?
  • RG146 Qualification essential
  • Minimum 1 year experience assessing advice or compliance for licensees
  • Knowledge of Best Interests Duty
  • Ability to start immediately
  • Exceptional attention to detail
If you match the above criteria and are interested in hearing more, please apply now or email:

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